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AML – Clarification and Corroboration

January 30 - 10:30 am - 12:00 pm
CHF150.00
BRP SA - 2025.01.30_AML Clarification and corroboration

AML – Clarification and corroboration

Webinar in English

The purpose of the training is to provide participants with knowledge of the applicable AML regulations with reference to the obligation to corroborate customer KYC profiles. In particular, the course focuses on how to search for information on open sources (Google, Zefix, etc.), making participants aware of the type of information needed and relevant, respectively of the most common bad practices in the preparation of KYC profiles.  

 

The training is addressed to

Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☒ Trustees
☐ Managers of collective assets
☐ Fund management companies
☐ Client advisors
☐ Other financial intermediaries

 

Function

☒ Legal and Compliance
☒ Risk management
☒ Internal audit
☒ Central file
☒ Front
☒ Asset Management
☐ HR
☐ Marketing
☐ BoD
☐ Other

 

Contents

Legal Basis
  • Swiss Criminal Code (Art. 305bis, Art. 305ter)
Corroborative Elements
  • Positive elements vs. search for negative news
Research on Public Sources
  • What they are and how to use them?
  • Good and bad practices
Case Studies (Signature BRP)

 

For more information on this webinar, please contact us.

Details

Place

Speakers

Other

Language
English
Countries
Switzerland
Topics
Swiss Regulation

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