Avoirs sans contact et en déshérence Webinaire en français Ce webinaire a pour but de mettre en lumière les développements ainsi que d’expliquer les bases réglementaires et les exigences relatives au traitement des avoirs en déshérence par une banque suisse. Il sera notamment fait référence aux « Directives Narilo » de l'Association suisse des banquiers […]
Lebanon - Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards Lebanon from a third country including Lebanon's cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services and cooperation with […]
Data Processing Agreements: Scope and Best Practices Webinar in English Accountability is one of the data protection principles. Every financial institution needs to put in place appropriate technical and organisational measures when processing personal data. Such measures include concluding written agreements to ensure that controllers and processors both understand their obligations, responsibilities and liabilities. Contracts […]
Italy - Cross-border activities with EU passport - Issues on Door-to-door Regime Webinar in English Italian cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), etc. The training is addressed to […]
Credits in Cross-border activities Webinar in English The training aims to present the regulatory and legal requirements that the credit provider must comply with The training is addressed to Institution ☒ Banks ☒ Securities firms ☐ Asset managers ☐ Trustees ☐ Managers of collective assets ☐ Fund management companies ☐ Client advisors ☒Other financial intermediaries […]
Archiving – Storage - Destruction: Introduction Webinar in English Financial institution documents, whether internal or related to clients, must be retained. However, as soon as the personal data contained in these files is no longer necessary for the purpose of processing, it must be erased, destroyed, or anonymised, as prescribed by the GDPR. It can […]
