SERVICES

Consultancy
Expertise and practical approach
The BRP team can advise you on cross-border and Swiss regulation. BRP’s consulting philosophy is based on three elements:
A pragmatic approach which is made possible by the background of the BRP team
A holistic approach which means that answers take all the regulations into consideration
A practical approach which means that answers can be easily understood and used
Support
Drafting internal regulations
Assessing internal organisation
Consulting
Consulting on international cross-border regulation and on Swiss regulation
Assistance
Assistance with licensing and other procedures involving FINMA
Investigation
Conducting internal investigations on all kinds of regulatory-linked topics
FOR WHOM
Our clients include financial intermediaries of all types and all sizes, ranging from individual firms to international listed conglomerates. Thanks to the experience and professional expertise of our team, BRP SA can offer you advice in all financial regulatory fields
subjects
- Bank and asset management regulations
- Bank and asset manager practices, in particular regarding wealth management
- Risks that banks are exposed to due to their activities abroad
- Reviewing and drafting internal regulations and directives covering all activities
- Reviewing and drafting contracts and waivers: qualified investors
- Market access and disclaimers
- Reviewing forms such as KYC, investment profiles, suitability, etc.
- AML
- Management of operational risks (in collaboration with Nicole Beiner, NB Risk Control)
Training
REGULATION MADE CLEAR
Topics covered range from cross-border activities to a variety of matters of Swiss regulation
BRP offers both standardised and tailor-made training
BRP training focuses on the practical

ClassRoom Training
Every field of financial regulation is covered
Webinars
Training in your language
E-learning
Fully documented
languageS and certifications
All BPR Training is available in English, German, French and Italian
Client Advisor Register and BRP certification
TOPICS
The Training offered by BRP SA covers the following areas:
- Introduction to Swiss regulations
- Integration of regulations in the bank’s strategy (duties of the Board of Directors, fit and proper conduct of business, business development etc.)
- Organisation (adequate organisation of a bank, organisation of the compliance function, bank’s internal regulations etc.)
- Markets (market rules of conduct, disclosure duty of participations, staff transactions etc.)
- Banking and financial services (entering into relationship with clients, termination of business relationships, discretionary asset management and investment advice, credits to private banking clients etc.)
- AML, corruption and fraud
- Cross-border
- Collective investments
- and much more…. just ask !
Events: trainings & webinars
Webinar BRP REGORA© – in English
24 May - 10:00 to 11:30 Russian & Ukrainian Counter-Sanctions and Crisis Measures FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE...
Formazione – Dati dei clienti e relativa documentazione: approccio integrato per la pratica
Periodo del corso: 9 Giugno 2022, 08.30 - 14.30 link per la registrazione: Clicca qui Termine iscrizioni: 2 Giugno 2022Erogazione: In aulaEdizione: VI edizioneLivello:...
Webinar BRP REGORA© – in German
12h May - 10:00 to 11:30 Compliance-Aspekte grenzüberschreitender Aktivitäten innerhalb der EU FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE –...
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Event Forum – CDB & LBA
les 9 et 23 juin 2022 Chers Clients, Le bankersforum SA organise à nouveau le forum bien connu sur les devoirs de diligence et le forum sur la prévention du...
Webinar BRP REGORA© – in French
10th May - 10:30 to 12:00 Le régime européen applicable aux pays tiers et la Reverse Solicitation FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE –...
Webinar BRP REGORA© – in French
6th April - 10:30 to 12:00 Monaco La question de la Reverse solicitation FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE -...
Concours of Elegance & Rally
30th April 2022 - Lugano - CONCOURS OF ELEGANCE - Lugano, 30th April, 2022 Since the very beginning BRP SA sponsors Lions In Classic by Lions Club Monteceneri, a...
Webinar BRP REGORA© – in English
23th March - 10:00 to 11:30 BRP Hot Topic 2022:Intra-EU Cross-Border Compliance FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE –...