SERVICES

Consultancy

Expertise and practical approach

The BRP team can advise you on cross-border and Swiss regulation. BRP’s consulting philosophy is based on three elements:

A pragmatic approach which is made possible by the background of the BRP team

A holistic approach which means that answers take all the regulations into consideration

A practical approach which means that answers can be easily understood and used

Support

Assessing regulatory risks
Drafting internal regulations
Assessing internal organisation

Consulting

Consulting on international cross-border regulation and on Swiss regulation,, as well as on data protection legislation for financial entities

Assistance

Assistance with licensing and other procedures involving FINMA, , as well as data protection compliance programmes

Investigation

Conducting internal investigations on all kinds of regulatory-linked topics

FOR WHOM

Our clients include financial intermediaries of all types and all sizes, ranging from individual firms to international listed conglomerates. Thanks to the experience and professional expertise of our team, BRP SA can offer you advice in all financial regulatory fields

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subjects

  • Bank and asset management regulations
  • Bank and asset manager practices, in particular regarding wealth management
  • Risks that banks are exposed to due to their activities abroad
  • Reviewing and drafting internal regulations and directives covering all activities
  • Reviewing and drafting contracts and waivers: qualified investors
  • Market access and disclaimers
  • Reviewing forms such as KYC, investment profiles, suitability, etc.
  • AML
  • Management of operational risks (in collaboration with Nicole Beiner, NB Risk Control)

 

 

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Training

REGULATION MADE CLEAR

Topics covered range from cross-border activities to a variety of matters of Swiss regulation, including data protection

BRP offers both standardised and tailor-made training

BRP training focuses on the practical

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ClassRoom Training

Every field of financial regulationand data protection are covered

Webinars

Training in your language

E-learning

Fully documented

languageS and certifications

All BRP Training is available in English, German, French and Italian

Client Advisor Register and BRP certification

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TOPICS

The Training offered by BRP SA covers the following areas:

 

  • Introduction to Swiss regulations
  • Integration of regulations in the bank’s strategy (duties of the Board of Directors, fit and proper conduct of business, business development etc.)
  • Organisation (adequate organisation of a bank, organisation of the compliance function, bank’s internal regulations etc.)
  • Markets (market rules of conduct, disclosure duty of participations, staff transactions etc.)
  • Banking and financial services (entering into relationship with clients, termination of business relationships, discretionary asset management and investment advice, credits to private banking clients etc.)
  • AML, corruption and fraud
  • Cross-border
  • Collective investments
  • and much more…. just ask !