SERVICES
Consultancy
Expertise and practical approach
The BRP team can advise you on cross-border and Swiss regulation. BRP’s consulting philosophy is based on three elements:
A pragmatic approach which is made possible by the background of the BRP team
A holistic approach which means that answers take all the regulations into consideration
A practical approach which means that answers can be easily understood and used
Support
Drafting internal regulations
Assessing internal organisation
Consulting
Consulting on international cross-border regulation and on Swiss regulation,, as well as on data protection legislation for financial entities
Assistance
Assistance with licensing and other procedures involving FINMA, , as well as data protection compliance programmes
Investigation
Conducting internal investigations on all kinds of regulatory-linked topics
FOR WHOM
Our clients include financial intermediaries of all types and all sizes, ranging from individual firms to international listed conglomerates. Thanks to the experience and professional expertise of our team, BRP SA can offer you advice in all financial regulatory fields
subjects
- Bank and asset management regulations
- Bank and asset manager practices, in particular regarding wealth management
- Risks that banks are exposed to due to their activities abroad
- Reviewing and drafting internal regulations and directives covering all activities
- Reviewing and drafting contracts and waivers: qualified investors
- Market access and disclaimers
- Reviewing forms such as KYC, investment profiles, suitability, etc.
- AML
- Management of operational risks (in collaboration with Nicole Beiner, NB Risk Control)
brp ALERTS & NEWS
CNV regulates Safe Harbours for Private and Extraterritorial Offering of Securities – Alert Argentina
Risk Management for Qualified Tax Avoidance – Alert Switzerland
Training
REGULATION MADE CLEAR
Topics covered range from cross-border activities to a variety of matters of Swiss regulation, including data protection
BRP offers both standardised and tailor-made training
BRP training focuses on the practical
Stay on top of current developments with our trainings
To be added to your agenda!
ClassRoom Training
Every field of financial regulationand data protection are covered
Webinars
Training in your language
E-learning
Fully documented
languageS and certifications
All BRP Training is available in English, German, French and Italian
Client Advisor Register and BRP certification
TOPICS
The Training offered by BRP SA covers the following areas:
- Introduction to Swiss regulations
- Integration of regulations in the bank’s strategy (duties of the Board of Directors, fit and proper conduct of business, business development etc.)
- Organisation (adequate organisation of a bank, organisation of the compliance function, bank’s internal regulations etc.)
- Markets (market rules of conduct, disclosure duty of participations, staff transactions etc.)
- Banking and financial services (entering into relationship with clients, termination of business relationships, discretionary asset management and investment advice, credits to private banking clients etc.)
- AML, corruption and fraud
- Cross-border
- Collective investments
- and much more…. just ask !
CALENDAR
UPCOMING IN PERSON AND WEBINARS
Regora® Training is a flexible annual package that can be adapted to your needs and your training strategy
For more information, please contact us: training@brpsa.com