SERVICES

Consultancy

Expertise and practical approach

The BRP team can advise you on cross-border and Swiss regulation. BRP’s consulting philosophy is based on three elements:

A pragmatic approach which is made possible by the background of the BRP team

A holistic approach which means that answers take all the regulations into consideration

A practical approach which means that answers can be easily understood and used

Support

Assessing regulatory risks
Drafting internal regulations
Assessing internal organisation

Consulting

Consulting on international cross-border regulation and on Swiss regulation

Assistance

Assistance with licensing and other procedures involving FINMA

Investigation

Conducting internal investigations on all kinds of regulatory-linked topics

FOR WHOM

Our clients include financial intermediaries of all types and all sizes, ranging from individual firms to international listed conglomerates. Thanks to the experience and professional expertise of our team, BRP SA can offer you advice in all financial regulatory fields

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subjects

Bank and asset management regulations
Bank and asset manager practices, in particular regarding wealth management
Risks that banks are exposed to due to their activities abroad
Reviewing and drafting internal regulations and directives covering all activities
Reviewing and drafting contracts and waivers: qualified investors
Market access and disclaimers
Reviewing forms such as KYC, investment profiles, suitability, etc.
AML
Management of operational risks (in collaboration with Nicole Beiner, NB Risk Control)

Training

REGULATION MADE CLEAR

Topics covered range from cross-border activities to a variety of matters of Swiss regulation

BRP offers both standardised and tailor-made training

BRP training focuses on the practical

ClassRoom Training

Every field of financial regulation is covered

Webinars

Training in your language

E-learning

Fully documented

languageS and certifications

All BPR Training is available in English, German, French and Italian

Client Advisor Register and BRP certification

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TOPICS

The Training offered by BRP SA covers the following areas:

Introduction to Swiss regulations
Integration of regulations in the bank’s strategy (duties of the Board of Directors, fit and proper conduct of business, business development etc.)
Organisation (adequate organisation of a bank, organisation of the compliance function, bank’s internal regulations etc.)
Markets (market rules of conduct, disclosure duty of participations, staff transactions etc.)
Banking and financial services (entering into relationship with clients, termination of business relationships, discretionary asset management and investment advice, credits to private banking clients etc.)
AML, corruption and fraud
Cross-border
Collective investments
and much more…. just ask !

Events: trainings & webinars

May 16, 2022 | EVENTS

24 May - 10:00 to 11:30 Russian & Ukrainian Counter-Sanctions and Crisis Measures FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE...

Formazione – Dati dei clienti e relativa documentazione: approccio integrato per la pratica

May 12, 2022 | EVENTS

Periodo del corso: 9 Giugno 2022, 08.30 - 14.30 link per la registrazione: Clicca qui Termine iscrizioni: 2 Giugno 2022Erogazione: In aulaEdizione: VI edizioneLivello:...

May 4, 2022 | EVENTS

12h May - 10:00 to 11:30 Compliance-Aspekte grenzüberschreitender Aktivitäten innerhalb der EU FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE – FREE –...