SWISS REGULATiOn

MAPPING
OF REGULATORY RISKS

Mapping of Regulatory Risk – ®mrr is a BRP app that makes your job easier by allowing you:

To view the requirements which the Swiss financial institution has to comply with based on a translation of regulation and case law into behavioural norms

To access Swiss laws, regulation, standards and case laws with a single click

To monitor the regulatory risks and plan their mitigation

To see how the requirements translate in practice and what the necessary steps to be taken are

Advantage of ®MRR

®mrr supports banks in analysing risks related to the regulatory environment by providing a structured approach to risk management. It is accompanied by a regulatory monitoring service, enabling you to stay abreast of the latest developments in the field

Library

Swiss law and regulations, including:

Federal laws and ordinances

Circulars, other FINMA publications and SBA guidelines

All relevant decisions of the Federal Supreme Court

Manage risks

®mrr supports banks in analysing risks related to the regulatory environment by providing a structured approach to risk management. It is accompanied by regulatory watches, enabling you to stay abreast of the latest developments in the field

BRP News

Ongoing updates of main developments and decisions

NUMBER OF IDENTIFIED BEHAVIOUR RULES AS OF TODAY

Swiss regulation

alerts

®mrr Presentation video

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Board of
Directors’ Tool

The BoD’s Tool (Board of Directors’ Tool) is THE interactive synoptic table showing:

The organisational requirements of the BoD

The prerogatives of the BoD according to regulation and FINMA practice

The organisation of prerogatives delegated to the audit committee and other committees

The automatic schedule for meetings

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Automatic calendar

Creation of an automatic schedule for BoD meetings

Organisational requirements

How the BoD should meet, decide, delegate, etc.

Prerogative

The option of receiving any relevant regulatory and case law alerts

Monitoring of Tax Risks

MTR (Monitoring of Tax Risks) by BRP Tax is a unique Tax Compliance tool with a country-by-country approach that assists financial institutions in managing risks connected to their clients’ tax obligations and assists with decision-making in the context of Swiss/Luxembourg obligations to combat money laundering

MTR is a compliant tool as per FINMA/CSSF audit risk approach. It has a country-by-country approach on crucial tax information for more than 170 jurisdictions

MTR is regularly updated to reflect best practices.
Some of its Key indicators per country are:

  • Main local tax rates
  • Available CRS agreement
  • Reportable cross-border tax arrangements (DAC 6)
  • Controlled Foreign Corporation (CFC) rules for structures
  • Currency control: foreign exchange (FX) restrictions
  • Certification issued for Evidence of Tax Compliance (ETC)

BRP Tax provides implementation support and an after-sale help desk

BRP Tax alerts

CONSULTANCY & TRAINING

BRP group can assist you in Swiss regulation and provide you training on Swiss financial rules
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