SWISS REGULATiOn

MAPPING
OF REGULATORY RISKS
To view the requirements which the Swiss financial institution has to comply with based on a translation of regulation and case law into behavioural norms
To access Swiss laws, regulation, standards and case laws with a single click
To monitor the regulatory risks and plan their mitigation
To see how the requirements translate in practice and what the necessary steps to be taken are
Advantage of ®MRR
Library
Federal laws and ordinances
Circulars, other FINMA publications and SBA guidelines
All relevant decisions of the Federal Supreme Court
Manage risks
BRP News
NUMBER OF IDENTIFIED BEHAVIOUR RULES AS OF TODAY
Swiss regulation
alerts
®mrr Presentation video
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Contact us
Board of
Directors’ Tool
The organisational requirements of the BoD
The prerogatives of the BoD according to regulation and FINMA practice
The organisation of prerogatives delegated to the audit committee and other committees
The automatic schedule for meetings

Automatic calendar
Organisational requirements
Prerogative

Monitoring of Tax Risks
MTR (Monitoring of Tax Risks) is a unique Tax Compliance tool with a country-by-country approach that assists financial institutions in managing risks connected to their clients’ tax obligations and assists with decision-making in the context of Swiss/Luxembourg obligations to combat money laundering
MTR is a compliant tool as per FINMA/CSSF audit risk approach. It has a country-by-country approach on crucial tax information for more than 180 jurisdictions
MTR is regularly updated to reflect best practices.
Some of its Key indicators per country are:
- Main local tax rates
- Available CRS agreement
- Reportable cross-border tax arrangements (DAC 6)
- Controlled Foreign Corporation (CFC) rules for structures
- Currency control: foreign exchange (FX) restrictions
- Certification issued for Evidence of Tax Compliance (ETC)
CONSULTANCY & TRAINING
