Spain & Portugal – Cross-border Activities

Spain & Portugal – Cross-border Activities#

Webinar in English

Recognised for SAQ recertification – This course will enable you to earn 1.5 SAQ credits

This training provides an overview of the regulatory framework governing financial activities of a third-country (non-EEA) financial institution in and into Spain and Portugal. It covers cross-border regulations in both jurisdictions related to advertising, promotion and negotiation of banking and investment services and products, the provision of investment services and collaboration with third-party intermediaries (such as finders, business introducers, and external asset managers.

The training is addressed to#

Content#

> Regulatory Framework #

Banking services#

Investment services (EO, Advisory, Discretionary)#

> Prospecting#

Onboarding of new clients#

> Negotiation#

Account opening#

Advisory and Discretionary asset management agreements#

Debit and Credit cards, Lombard loans#

> Provision of Services (EO, Advisory, Discretionary)#

> Distribution / Placement of Financial Products#

> Reporting Activities#

> Cooperation with Third Parties#

Finders#

Business Introducers#

EAMs#

> Case Studies (Signature BRP)#

For more information on this webinar, please contact us.