Spain & Portugal – Cross-border Activities

Spain & Portugal – Cross-border Activities

Webinar in English

Recognised for SAQ recertification – This course will enable you to earn 1.5 SAQ credits

This training provides an overview of the regulatory framework governing financial activities of a third-country (non-EEA) financial institution in and into Spain and Portugal. It covers cross-border regulations in both jurisdictions related to advertising, promotion and negotiation of banking and investment services and products, the provision of investment services and collaboration with third-party intermediaries (such as finders, business introducers, and external asset managers.

The training is addressed to

Content

> Regulatory Framework 

Banking services

Investment services (EO, Advisory, Discretionary)

> Prospecting

Onboarding of new clients

> Negotiation

Account opening

Advisory and Discretionary asset management agreements

Debit and Credit cards, Lombard loans

> Provision of Services (EO, Advisory, Discretionary)

> Distribution / Placement of Financial Products

> Reporting Activities

> Cooperation with Third Parties

Finders

Business Introducers

EAMs

> Case Studies (Signature BRP)

For more information on this webinar, please contact us.