Distribution of UCITS and AIFs in/into the EEA

Distribution of UCITS and AIFs in/into the EEA 

Webinar in English

Recognised for the SAQ recertification

In this webinar we will look at the different types of funds in the EEA and the issues related to the distribution of these funds within the EEA (as well as cross-border into the EEA). We will also discuss the current legislative proposals (AIFMD II, UCITS VI)

The training is addressed to

Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☒ Trustees
☒ Managers of collective assets
☒ Fund management companies
☒ Client advisors
☒ Other financial intermediaries

Function

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☒ Asset Management
☐ HR
☐ Marketing
☐ BoD
☐ Other

Content

Switzerland Collective investment schemes in the EEA (Overview)

• Definition of UCITS and AIFs
• UCITS and AIFM Directives

Cross-border distribution of UCITS and AIFs

• Who can market UCITS and AIFs within the EEA?
• (Pre-)Marketing of AIFs
• National Private Placement Exemptions (NPPRs)
• Marketing out of a third-country

Mandatory product documentation requirements

Legislative proposals to amend the UCITS and AIFM Directives

• UCITS VI
• AIFMD II

Key take-aways

For more information on this webinar, please contact us.