Switzerland – Cross-border Activities
Switzerland – Cross-border Activities
Webinar in English
Recognised for SAQ recertification – This course will enable you to earn 1.5 SAQ credits
This training covers the regulatory framework for financial activities towards Switzerland from a third country, including Switzerland’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services and cooperation with third parties (finders, business introducers and EAMs).
The training is addressed to
Institution☒ Banks |
Function ☒ Legal and Compliance |
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Content
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Regulatory Framework Governing
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Prospecting
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Negotiation
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Provision of Services (EO, Advisory, Discretionary)
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Distribution / Placement of Financial Products
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Reporting activities
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Case Studies (signature BRP)
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For more information on this webinar, please contact us.
