Sweden – Cross-border Activities

Sweden – Cross-border Activities

Webinar in English

Recognised for the SAQ recertification

This training covers the regulatory framework for financial activities toward Sweden from a third country

The training is addressed to

Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☐ Other financial intermediaries

Function

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☐ Front
☐ Asset Management
☐ HR
☐ Marketing
☐ BoD
☐ Other

Content

Regulatory framework governing

• • Banking services
  • Investment services (EO, Advisory, Discretionary)

Prospecting

• • Solicitation of banking and investment services to new clients
  • Solicitation of new or additional services to existing client
  • Debit and Credit cards, Lombard loans and e-Banking

Negotiation

• • Account opening
  • Advisory and Discretionary asset management agreements

Provision of Services (EO, Advisory, Discretionary)

Distribution / Placement of Financial Products

Cooperation with third Parties

• • Finders
  • Business introducers
  • EAM

Reporting Activities

Data Protection

• • Applicability of EU GDPR and Swedish Data Protection Act
  • Risks and risk mitgation measures

Case Studies (Signature BRP)

Overview of relevant tax aspects (by BRP Tax)

• • General Tax Principles
  • Taxation of Income
  • Taxation of Financial Products

For more information on this webinar, please contact us