- This event has passed.
Spain – Cross-border activities
July 9, 2024 - 10:30 am - 12:00 pm
CHF150.00
Spain – Cross-border activities
Webinar in English
Recognised for recertification SAQ
This training covers the regulatory framework for financial activities towards Spain from a third country including Spain’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), and data protection relevant risks and mitigation measures
The training is addressed to
Institution☒ Banks |
Fonction☒ Legal and Compliance |
|---|
Content
|
Regulatory Framework Governing
|
|---|
|
Prospecting
|
|
Negotiation
|
|
Provision of Services (EO, Advisory, Discretionary)
|
|
Distribution / Placement of Financial Products
|
|
Reporting activities
|
|
Cooperation with Third Parties
|
|
Data Protection
|
|
Data Protection Overview on relevant tax aspects (BRP Tax SA)
|
|
Case Studies (signature BRP)
|
For more information on this webinar, please contact us.