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South Africa – Cross-border Activities

May 23, 2023 - 10:30 am - 12:00 pm

CHF150.00 – CHF225.00

South Africa – Cross-border Activities

Webinar in English

Recognised for the SAQ recertification

Swiss Association for Quality

The training aims to present South African cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), etc.

 


The training is addressed to

Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
Other financial intermediaries

Function

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☒ Asset Management
☐ HR
☒ Marketing
☒ BoD
Other

 


Content

Regulatory framework governing

  • Banking services
  • Investment services (EO, Advisory, Discretionary)

LPS Licence: what’s going on?

Prospecting

  • Onboarding new clients

Negotiation

  • Account opening
  • Advisory and Discretionary asset management agreements
  • Debit and Credit cards, Lombard loans and e-Banking

Provision of services (EO, Advisory, Discretionary)

Distribution / Placement of Financial Products

Cooperation with third parties

  • Finders
  • Business introducers
  • EAMs

Reporting activities

Case Studies (signature BRP)

 

  For more information on this webinar, please contact us.

Details

Date:
May 23, 2023
Time:
10:30 am - 12:00 pm
Cost:
CHF150.00 – CHF225.00
Event Category:

Place

Online

Other

Language
English
Countries
South Africa
Topics
Cross border

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