
Singapore – Cross-border activities
Webinar in English
Recognised for recertification SAQ

This training covers the regulatory framework for financial activities towards Singapore from a third country including Singapore’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services and cooperation with third parties (finders, business introducers and EAMs)
The training is addressed to
Institution
☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☐ Other financial intermediaries
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Function
☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
☐ Other
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Content
Regulatory Framework Governing
- Banking services
- Investment services (EO, advisory services, discretionary asset management)
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Prospecting
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Negotiation
- Account opening
- Advisory and dicretionary asset management agreements
- Debit and credit cards, Lombard loans
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Provision of Services (EO, Advisory, Discretionary)
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Distribution / Placement of Financial Products
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Reporting activities
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Tax aspects for investment purposes (by BRP Tax SA)
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Cooperation with Third Parties
- Finders
- Business introducers
- EAMs
- Trustee activities
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Case Studies (signature BRP)
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For more information on this webinar, please contact us.