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Saudi Arabia – Cross-border Activities

September 18 - 10:30 am - 12:00 pm
CHF150.00

Saudi Arabia – Cross-border Activities

Webinar in English

 

Recognised for SAQ recertification – This course will enable you to earn 1.5 SAQ credits

 

 

 

 

This training covers the regulatory framework for financial activities towards Saudi Arabia from a third country, including Saudi Arabia’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), etc.

 

The training is addressed to

Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☐ Other financial intermediaries

Function

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☐ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
☐ Other

Content

Regulatory Framework Governing
  • Banking services
  • Investment services (EO, Advisory, Discretionary)
Prospecting
  • Onboarding new clients
Negotiation
  • Account opening
  • Advisory and Discretionary asset management agreements
  • Debit and Credit cards, Lombard loans
Provision of Services (EO, Advisory, Discretionary)
Distribution / Placement of Financial Products
Reporting activities
Cooperation with Third Parties
  • Finders
  • Business introducers
  • EAMs
Case Studies (signature BRP)

 

For more information on this webinar, please contact us.

Details

Place

Speakers

Other

Language
English
Countries
Saudi Arabia
Topics
Cross border

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