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Saudi Arabia – Cross-border Activities

November 14, 2024 - 10:30 am - 12:00 pm

CHF150.00
BRP REGORA Training - 2024.11.14_Saudi Arabia – Cross-border Activities

Saudi Arabia –  Cross-border activities

Webinar in English


Recognised for recertification SAQ

This training covers the regulatory framework for financial activities towards Saudi Arabia from a third country including Saudi Arabia’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services and cooperation with third parties (finders, business introducers and EAMs)

 

The training is addressed to


Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
Other financial intermediaries

 

Function

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
Other

 

Content


> Regulatory Framework Governing

Banking services

Investment services (EO, advisory services, discretionary asset management)

> Prospecting

Onboarding new clients

> Negotiation

Account opening

Advisory and discretionary asset management agreements

Debit and credit cards, Lombard loans

> Provision of Services (EO, Advisory, Discretionary)
> Distribution / Placement of Financial Products
> Reporting activities
> Cooperation with Third Parties

Finders

Business introducers

EAMs

Trustee activities

> Case Studies (signature BRP)

 

For more information on this webinar, please contact us.

 

Details

Date:
November 14, 2024
Time:
10:30 am - 12:00 pm
Cost:
CHF150.00
Event Category:
Event Tags:
, , , ,

Place

Online

Other

Language
English
Countries
Saudi Arabia
Topics
Cross border

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