
Saudi Arabia – Cross-border activities
Webinar in English
Recognised for recertification SAQ

This training covers the regulatory framework for financial activities towards Saudi Arabia from a third country including Saudi Arabia’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services and cooperation with third parties (finders, business introducers and EAMs)
The training is addressed to
Institution
☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☐ Other financial intermediaries
|
Function
☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
☐ Other
|
Content
> Regulatory Framework Governing
Banking services
Investment services (EO, advisory services, discretionary asset management)
> Prospecting
Onboarding new clients
> Negotiation
Account opening
Advisory and discretionary asset management agreements
Debit and credit cards, Lombard loans
> Provision of Services (EO, Advisory, Discretionary)
> Distribution / Placement of Financial Products
> Reporting activities
> Cooperation with Third Parties
Finders
Business introducers
EAMs
Trustee activities
> Case Studies (signature BRP)
For more information on this webinar, please contact us.