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Monaco – Cross-border activities

October 23, 2024 - 10:30 am - 12:00 pm
CHF150.00
BRP SA REGORA Training - 2024.10.23_Monaco Cross-border Activities

Monaco –  Cross-border activities

Webinar in English

Recognised for recertification SAQ

This training covers the regulatory framework for financial activities towards Monaco from a third country. It includes Monaco’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), etc.

 

The training is addressed to

Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☐ Other financial intermediaries

 

Function

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
☐ Other

 

Content

Regulatory Framework Governing
  • Banking services
  • Investment services (EO, Advisory, Discretionary)
Prospecting
  • Onboarding new clients
Negotiation
  • Account opening
  • Advisory and discretionary asset management agreements
  • Debit and credit cards, Lombard loans
Provision of Services (EO, Advisory, Discretionary)
Distribution / Placement of Financial Products
Reporting activities
Cooperation with Third Parties
  • Finders
  • Business introducers
  • EAMs
  • Trustee activities
Data Protection
Case Studies (signature BRP)

 

For more information on this webinar, please contact us.

Details

Place

Speakers

Other

Language
English
Countries
Monaco
Topics
Cross border

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