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Germany – Cross-border activities
December 10, 2024 - 10:30 am - 12:00 pm
CHF150.00 – CHF225.00
Germany – Cross-border activities
Webinar in English
Recognised for recertification SAQ
This webinar focuses on the German regulations for cross-border financial activities from a third country. It covers the topics of financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), etc. Please note that this webinar briefly introduces the possibilities of “Freistellung” exemptions but does not cover the rules governing the activities performed within the scope such exemptions, i.e., that are based on a cross-border license
The training is addressed to
Institution☒ Banks |
Function☒ Legal and Compliance |
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Content
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Regulatory Framework Governing
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Freistellung Exemption
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Prospecting
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Negotiation
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Provision of Services (EO, Advisory, Discretionary)
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Distribution / Placement of Financial Products
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Reporting Activities
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Cooperation with Third Parties
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Case Studies (signature BRP)
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For more information on this webinar, please contact us.