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Switzerland – Distribution of Financial Products and Related Aspects
June 26 - 10:30 am - 12:00 pm
CHF150.00
Switzerland – Distribution of Financial Products and Related Aspects
Webinar in English
Recognised for SAQ recertification – This course will enable you to earn 1.5 SAQ credits
This webinar aims to provide an overview of the regulatory requirements regarding the distribution of financial products, such as Swiss and foreign collective investment schemes and structured products, under applicable local laws. It will also focus on the rules of conduct to be observed when distributing these products. It will also focus on the requirements for distributors and the rules of conduct to be complied with in connection with the distribution of these products
The training is addressed to
Institution☒ Banks |
Function ☒ Legal and Compliance |
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Content
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> Regulatory Framework for the Provision of Financial Services
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> Concept of Distribution
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> Implications (of an offer, a financial service and advertising)
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> Further Related Aspects
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> Practical Implications
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For more information on this webinar, please contact us.