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Cooperation with third parties

Name: Cooperation with third parties
Start: 2024-05-28T10:30:00+02:00
End: 2024-05-28T12:00:00+02:00
Location: Online

May 28, 2024 - 10:30 am - 12:00 pm

CHF150.00

REGORA Training - 2024.05.23_Cooperation with Third Parties

Cooperation with third parties – Cross-border aspects

Webinar in English

Recognised for the SAQ recertification

The training aims to show how cross-border risks can be managed when cooperating with third parties. Types of activities: recommending clients, introduction of the custodian bank to foreign clients

The training is addressed to

Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☒Other financial intermediaries

Fonction

☒ Legal and Compliance
☒ Risk management
☒ Internal audit
☒ Central file
☒ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
☐ Other

Content

Introduction What are third parties? What purposes do third parties serve? The three typical forms of third parties used by banks
Use of Third Parties Conditions for cooperation Cooperation agreements
Cross-border Risks Regulatory, Tax, Financial, Civil, Reputational, others
Risk Mitigation Measures Cura in eligendo, contraendo et custodiendo Knowledge and training Independency of the parties Scope of activities Exclusivity clauses Remuneration: ongoing vs one-off, conflicts of interests, etc.
Regulated Agents and Cooperation

For more information on this webinar, please contact us.

Details

Date: May 28, 2024
Time:
10:30 am - 12:00 pm
Cost: CHF150.00
Event Category: Webinar
Event Tags:Banking services, Cross-border Aspect, Third Parties

Place

Online

Speakers

Other

Language: English
Countries: Switzerland
Topics: Cross border