
China – Cross-border activities
Webinar in English
Recognised for recertification SAQ

This training covers the regulatory framework for financial activities towards China from a third country including China cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, distribution/placement of financial products, cooperation with third parties (finders, business introducers and EAMs), etc.
The training is addressed to
Institution
☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☒ Other financial intermediaries
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Function
☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
☒ Other
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Contents
Regulatory Framework Governing
- Banking services
- Investment services (EA, Advisory, Discretionary)
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Prospecting
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Negotiation
- Account opening
- Advisory and discretionary asset management agreements
- Debit and credit cards, Lombard loans
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Provision of Services (EO, Advisory, Discretionary)
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Distribution / Placement of Financial Products
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Reporting Activities
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Cooperation with Third Parties
- Finders
- Business introducers
- EAMs
- Trustee activities
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Overview of Relevant Tax Aspects (by BRP Tax SA)
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Case Studies (signature BRP)
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For more information on this webinar, please contact us.