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China – Cross-border activities

January 28 - 10:30 am - 12:00 pm

CHF150.00 – CHF225.00
BRP SA - 2025.01.28_China Cross-border Activities

China –  Cross-border activities

Webinar in English


Recognised for recertification SAQ

This training covers the regulatory framework for financial activities towards China from a third country including China cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, distribution/placement of financial products, cooperation with third parties (finders, business introducers and EAMs), etc.

 

 

The training is addressed to


Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
Other financial intermediaries

 

Function

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
Other

 

Contents


Regulatory Framework Governing
  • Banking services
  • Investment services (EA, Advisory, Discretionary)
Prospecting
  • Onboarding new clients
Negotiation
  • Account opening
  • Advisory and discretionary asset management agreements
  • Debit and credit cards, Lombard loans
Provision of Services (EO, Advisory, Discretionary)
Distribution / Placement of Financial Products
Reporting Activities
Cooperation with Third Parties
  • Finders
  • Business introducers
  • EAMs
  • Trustee activities
Overview of Relevant Tax Aspects (by BRP Tax SA)
 
Case Studies (signature BRP)

 

For more information on this webinar, please contact us.

Details

Date:
January 28
Time:
10:30 am - 12:00 pm
Cost:
CHF150.00 – CHF225.00
Event Category:
Event Tags:
, ,

Place

Online

Other

Language
English
Countries
China
Topics
Cross border

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