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China – Cross-border activities

Name: China – Cross-border activities
Start: 2024-05-23T10:30:00+02:00
End: 2024-05-23T12:00:00+02:00
Location: Online

May 23, 2024 - 10:30 am - 12:00 pm

CHF150.00

China – Cross-border activities

Webinar in English

Recognised for recertification SAQ

This training covers the regulatory framework for financial activities towards China from a third country including China cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), and data protection relevant risks and mitigation measures

The training is addressed to

Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☐ Other financial intermediaries

Fonction

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
☐ Other

Content

Regulatory Framework Governing Banking services Investment services (EA, Advisory, Discretionary)
Prospecting Onboarding new clients
Negotiation Account opening Advisory and dicretionary asset management agreements Debit and credit cards, Lombard loans
Provision of Services (EO, Advisory, Discretionary)
Distribution / Placement of Financial Products
Reporting activities
Cooperation with Third Parties Finders Business introducers EAMs Trustee activities
Data Protection Applicability of Chinese Data Protection Act Risks and risk mitigation measures
Case Studies (signature BRP)

For more information on this webinar, please contact us.

Details

Date: May 23, 2024
Time:
10:30 am - 12:00 pm
Cost: CHF150.00
Event Category: Webinar
Event Tags:Banking services, China, Cross-border services

Place

Online

Speakers

Other

Language: English
Countries: China
Topics: Cross border