Webinar in English
Italian cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), etc.
Institution☒ Banks |
Fonction☒ Legal and Compliance |
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Regulatory Framework Governing
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Market Access Rules and Associated Risks
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Prospecting
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Negotiation
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Provision of Services (EO, Advisory, Discretionary)
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Distribution / Placement of Financial Products
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Cooperation with Third Parties
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Reporting Activities
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Case Studies (signature BRP)
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Data Protection
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