Loading Events

« All Events

  • This event has passed.

Italy – Cross-border activities

April 16 - 2:00 pm - 3:30 pm

CHF150.00
BRP SA - 2024.04.16_Italy Cross-border activities

Italy –  Cross-border activities

Webinar in English


Italian cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), etc.

The training is addressed to


Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
Other financial intermediaries

 

Fonction

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☐ Front
☐ Asset Management
☐ HR
☐ Marketing
☐ BoD
Other

Content


Regulatory Framework Governing
  • Banking services
  • Investment services (EA, Advisory, Discretionary)
 
Market Access Rules and Associated Risks
Prospecting
  • Onboarding new clients
Negotiation
  • Account opening
  • Advisory and dicretionary asset management agreements
  • Debit and crdit cards, Lombard loans
 
Provision of Services (EO, Advisory, Discretionary)
 
Distribution / Placement of Financial Products
 
Cooperation with Third Parties
  • Finders
  • Business introducers
  • EAMs
  • Trustee activities
 
Reporting Activities
 
Case Studies (signature BRP)
 
Data Protection
  • Applicability of EU GDPR and the Italian Personal Data Protection Code
  • Risks and risks mitigation measures

For more information on this webinar, please contact us.

Details

Date:
April 16
Time:
2:00 pm - 3:30 pm
Cost:
CHF150.00
Event Category:
Event Tags:
, ,

Place

Online

Other

Language
English
Countries
Italy
Topics
Cross border

Tickets

The numbers below include tickets for this event already in your cart. Clicking "Get Tickets" will allow you to edit any existing attendee information as well as change ticket quantities.
Tickets are no longer available

Submit a Comment