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Distribution of investment schemes and structured products

April 17 - 10:30 am - 12:00 pm

CHF150.00
BRP SA - 2024.04.17_Concept of distribution

Distribution of investment schemes, structured products and related aspects of the Swiss Financial Market Regulation

Webinar in English


Recognised for the SAQ recertification

 

The objective of this webinar is to provide an overview of the distribution of Swiss and foreign collective investment schemes and structured products under the applicable law. It will focus on the requirements for distributors and the rules of conduct to be observed in connection with distribution and the products to be distributed

 

The training is addressed to


Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☒ Trustees
☒ Managers of collective assets
☒ Fund management companies
☐ Client advisors
Other financial intermediaries

Fonction

☒ Legal and Compliance
☒ Risk management
☒ Internal audit
☐ Central file
☒ Front
☒ Asset Management
☐ HR
☐ Marketing
☐ BoD
Other

 

Content


Swiss Regulatory Framework for the Provision of Financial Services
Concept of Distribution
  • Distribution as an offer
  • Distribution as a financial service
  • Distribution as advertising
Implications (of an offer, a financial service and advertising)
Further Related Aspects
Financial Regulation
  • Prospectus requirements
  • Key Information Document
  • Retrocessions
Practical Implication
  • Distribution of investment funds and structured products

 

For more information on this webinar, please contact us.

Details

Date:
April 17
Time:
10:30 am - 12:00 pm
Cost:
CHF150.00
Event Category:
Event Tags:
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Place

Online

Other

Language
English
Countries
Switzerland
Topics
Swiss Regulation

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