Zusammenarbeit mit Drittparteien

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Zusammenarbeit mit Drittparteien Webinar auf Deutsch SAQ Anerkennung der Rezertifizierung Cross-border Risiken und Massnahmen zur Risikominderung bei der Zusammenarbeit von Finanzintermediären mit Drittparteien   Die Schulung richtet sich an Institution ☒ Banken ☒ Wertpapierfirmen ☒ Vermögensverwalter ☒ Treuhänder ☐ Verwalter von Kollektivvermögen ☐ Fondsleitungen ☒ Kundenberater ☐ Sonstige Finanzintermediäre Funktion ☒ Recht und Compliance ☒ Risikomanagement […]

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United Kingdom – Cross-border activities

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United Kingdom -  Cross-border activities Webinar in English Recognised for recertification SAQ UK cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs), etc.   The training is addressed to Institution ☒ Banks […]

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Aspects Cross-Border dans la Coopération avec des Tiers

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Aspect cross-border dans la coopération avec des tiers Webinaire en français La formation vise à présenter comment maîtriser les risques transfrontaliers lors de la coopération avec des tiers, type d'activités : recommandation de clients, introduction de la banque dépositaire auprès de clients étrangers Reconnu pour la recertification SAQ     La formation s'adresse à Institution […]

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China – Cross-border activities

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China -  Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards China from a third country including China cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third […]

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Cooperation with third parties

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Cooperation with third parties - Cross-border aspects Webinar in English Recognised for the SAQ recertification The training aims to show how cross-border risks can be managed when cooperating with third parties. Types of activities: recommending clients, introduction of the custodian bank to foreign clients     The training is addressed to Institution ☒ Banks ☒ […]

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Fragen bei intra EU Cross-border Aktivitätenim Finanzbereich

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Fragen bei intra EU Cross-border Aktivitätenim Finanzbereich Webinar auf Deutsch SAQ Anerkennung der Rezertifizierung Das Webinar befasst sich mit den rechtlichen Herausforderungen, mit denen sich EU-Finanzinstitute bei der Erbringung von Cross-border-Finanzdienstleistungen mittels eines Passports von einem EU-Mitgliedstaat in einen anderen konfrontiert sehen Die Schulung richtet sich an Institution ☒ Banken ☒ Wertpapierfirmen ☒ Vermögensverwalter ☐ Trustees […]

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Issues in intra-EU – Cross-border Activities

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  Issues in intra-EU - Cross-border Activities Webinar in English   Recognised for the SAQ recertification   The European single market offers great business opportunities. However, the offer and provision of intra-European financial services based on the freedom to provide services is not without its challenges. Understanding how to act in full compliance with cross-border […]

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Australia – Cross-border activities

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Australia -  Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards Australia from a third country including Australia's cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third […]

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Egypt – Cross-border activities

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Egypt -  Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards Egypt from a third country including Egypt's cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services and cooperation with […]

Get Tickets CHF150.00