Marketing, Events, and Use of Social Media Webinar in English The aim of the webinar is to understand the existing regulatory framework (especially in the EU and ESMA's practice) on these areas, in particular with regard to the dissemination of marketing material, the use of social media by financial intermediaries, the organisation of marketing events […]
Cooperation with third parties - Cross-border aspects Webinar in English Recognised for the SAQ recertification The training aims to show how cross-border risks can be managed when cooperating with third parties. Types of activities: recommending clients, introduction of the custodian bank to foreign clients The training is addressed to Institution ☒ Banks ☒ […]
Issues in intra-EU - Cross-border Activities Webinar in English Recognised for the SAQ recertification The European single market offers great business opportunities. However, the offer and provision of intra-European financial services based on the freedom to provide services is not without its challenges. Understanding how to act in full compliance with cross-border rules within […]
Foreign Exchange Control: India Webinar in English Recognised for recertification SAQ More details coming soon... The webinar aims to clarify the – in itself positive – impact of the new Indian Foreign Exchange Controls in terms of cross-border activities. Can an Indian customer open a foreign account? Can he make investments on a foreign deposit […]
Monaco - Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards Monaco from a third country. It includes Monaco’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with […]
Saudi Arabia - Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards Saudi Arabia from a third country including Saudi Arabia's cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services […]
EU Third-Country Regime and Reverse Solicitation Webinar in English Recognised for the SAQ recertification The training aims to present EU legal framework governing cross-border activities from a third country ("third-country regime") as defined by CRD V(I) and MiFID II: offer and provision of banking and investment services. Definition and scope of the concept of reverse […]
Le régime européen applicable aux pays tiers et la Reverse Solicitation Webinaire en français Reconnu par la recertification SAQ La formation se concentre sur le cadre juridique de l'UE régissant les activités transfrontalières à partir d'un pays tiers ("régime de pays tiers") tel que défini par CRD V(I) et MiFID II : l'offre et la […]
BRP & aosphere - Discover this union over a few drinks! in Zurich BRP Bizzozero & Partners SA and aosphere cordially invite you to an informal event where we will present our combined approach to help you navigate the current regulatory environment with ease, as well as our strategic vision for the upcoming year. Contents […]
BRP & aosphere - Discover this union over a few drinks! in Geneva BRP Bizzozero & Partners SA and aosphere cordially invite you to an informal event where we will present our combined approach to help you navigate the current regulatory environment with ease, as well as our strategic vision for the upcoming year. […]
Règles de conduite sur le marché Reconnu par la recertification SAQ Webinaire en français Ce cours vise à définir et à décrire le cadre réglementaire régissant les comportements inadmissibles sur le marché du point de vue du droit de la surveillance. Les règles relatives à l'exploitation d'informations privilégiées et à la manipulation du marché […]
BRP Bizzozero & Partners SA, Fivers Studio Legale e Tributario e ACBC Law sono lieti di invitarvi alla formazione: Mercati Operatività Cross-border con l’Italia Event in Italian Le profonde modifiche che saranno apportate al vigente quadro regolamentare dalla prossima entrata in vigore della direttiva CRDVI nonché le opportunità dal MOU del 2023 tra le rispettive autorità di mercato […]
