Switzerland – Distribution of Financial Products and Related Aspects
BRP Bizzozero & Partners SA invites you to:
Switzerland – Distribution of Financial Products and Related Aspects
Webinar
This webinar provides an overview of the regulatory framework governing the distribution of financial products under Swiss law, including Swiss and foreign collective investment schemes as well as structured products. It further addresses the applicable conduct of business rules in the context of such distribution activities and outlines the key regulatory requirements imposed on distributors.
🎓 SAQ Certification
Recognised for SAQ recertification
This course will enable you to earn 1.5 SAQ credits.
Language of the webinar:
English
Content
- Regulatory framework for the provision of financial services
- Concept of distribution
- Distribution as an offer
- Distribution as a financial service
- Distribution as advertising
- Implications of an offer, a financial service, and advertising
- Further related aspects
- Key Information Document (KID)
- Retrocessions
- Practical implications
📅 Date and time
Tuesday 13 May 2026
10:30 – 12:00 (CEST)
💻 Format
Online webinar
Connection details will be shared upon registration
Speakers
Institution
☒ Banks
☒ Securities firms
☒ Asset managers
☒ Trustees
☒ Managers of collective assets
☒ Fund management companies
☐ Client advisors
☒ Other financial intermediaries
Function
☒ Legal and Compliance
☒ Risk management
☒ Internal audit
☒ Central file
☒ Front Office
☒ Asset Management
☐ HR
☐ Marketing
☐ BoD
☐ Other
