Webinar in English
Recognised for the SAQ recertification
The training aims to present Luxembourg cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial agreements, provision of banking and investment services, distribution and placement of financial products, cooperation with third parties, as well as data protection rules and related risks
☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☐ Other financial intermediaries
☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☒ Asset Management
☐ HR
☒ Marketing
☒ BoD
☐ Other
Regulatory framework governing
Prospecting
Negotiation
Provision of Services (EO, Advisory, Discretionary)
Distribution / Placement of Financial Products
Cooperation with third Parties
Reporting Activities
Data Protection
Case Studies (Signature BRP)
For more information on this webinar, please contact us.