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China – Cross-border activities

January 28, 2025 - 10:30 am - 12:00 pm

CHF150.00 – CHF225.00

China – Cross-border activities

Webinar in English

Recognised for recertification SAQ

This training covers the regulatory framework for financial activities towards China from a third country including China cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, distribution/placement of financial products, cooperation with third parties (finders, business introducers and EAMs), etc.

The training is addressed to

Institution

☒ Banks
☒ Securities firms
☒ Asset managers
☐ Trustees
☐ Managers of collective assets
☐ Fund management companies
☒ Client advisors
☒ Other financial intermediaries

Function

☒ Legal and Compliance
☒ Risk management
☐ Internal audit
☐ Central file
☒ Front
☐ Asset Management
☐ HR
☒ Marketing
☒ BoD
☒ Other

Regulatory Framework Governing Banking services Investment services (EA, Advisory, Discretionary)
Prospecting Onboarding new clients
Negotiation Account opening Advisory and discretionary asset management agreements Debit and credit cards, Lombard loans
Provision of Services (EO, Advisory, Discretionary)
Distribution / Placement of Financial Products
Reporting Activities
Cooperation with Third Parties Finders Business introducers EAMs Trustee activities
Overview of Relevant Tax Aspects (by BRP Tax SA)
Case Studies (signature BRP)

For more information on this webinar, please contact us.

Details

Date: January 28, 2025
Time:
10:30 am - 12:00 pm
Cost: CHF150.00 – CHF225.00
Event Category: Webinar
Event Tags:Banking services, China, Cross-border services

Place

Online

Speakers

Other

Language: English
Countries: China
Topics: Cross border