Marketing, Events, and Use of Social Media Webinar in English The aim of the webinar is to understand the existing regulatory framework (especially in the EU and ESMA's practice) on these areas, in particular with regard to the dissemination of marketing material, the use of social media by financial intermediaries, the organisation of marketing events […]
China - Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards China from a third country including China cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third […]
Cooperation with third parties - Cross-border aspects Webinar in English Recognised for the SAQ recertification The training aims to show how cross-border risks can be managed when cooperating with third parties. Types of activities: recommending clients, introduction of the custodian bank to foreign clients The training is addressed to Institution ☒ Banks ☒ […]
Panama - Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards Panama from a third country including Panama’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third […]
Credits in Cross-border Activities Webinar in English Recognised for recertification SAQ Cross-border lending requires a comprehensive understanding of the target country’s regulatory framework This training covers the relevant legal and regulatory aspects that a bank must consider for understanding the market access rules (and associated risks) for the cross-border promotion, offering and […]
Brazil - Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards Brazil from a third country including Brazil's cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services and cooperation with third […]
Hong Kong - Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards Hong Kong from a third country including Hong Kong's cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services […]
China - Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards China from a third country including China cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, distribution/placement of financial […]
Argentina - Cross-border Activities Webinar in English Recognised for the SAQ recertification The training presents Argentinian cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, distribution of financial instruments, cooperation with third parties (finders, business introducers and external asset managers), […]
India - Latest Regulatory Developments and FOREX Refresher Webinar in English In this webinar, our Indian counsel will present the latest regulatory developments in the financial industry with a focus on the recent amendments to SEBI (Investment Advisors) Regulations, 2013, to SEBI (Research Analysts) Regulations, 2014, and to SEBI rules for Offshore Derivatives (ODIs) […]
Marketing, Events, and Use of Social Media Webinar in English Recognised for SAQ recertification - This course will enable you to earn 1.5 SAQ credits The aim of the webinar is to understand the existing regulatory framework (especially in the EU and ESMA's practice) on these areas, in particular with regard […]
Brazil - Cross-border Activities Webinar in English Recognised for SAQ recertification - This course will enable you to earn 1.5 SAQ credits This training covers the regulatory framework for financial activities towards Brazil from a third country. It includes Brazilian cross-border rules governing financial promotion and advertising relating to banking and investment services, […]