Portugal - Cross-border activities Webinar in English Recognised for the SAQ recertification This training covers the regulatory framework for financial activities towards Portugal from a third country The training is addressed to Institution ☒ Banks ☒ Securities firms ☒ Asset managers ☐ Trustees ☐ Managers of collective assets ☐ Fund management companies ☒ Client […]
Zusammenarbeit mit Drittparteien Webinar auf Deutsch SAQ Anerkennung der Rezertifizierung Cross-border Risiken und Massnahmen zur Risikominderung bei der Zusammenarbeit von Finanzintermediären mit Drittparteien Die Schulung richtet sich an Institution ☒ Banken ☒ Wertpapierfirmen ☒ Vermögensverwalter ☒ Treuhänder ☐ Verwalter von Kollektivvermögen ☐ Fondsleitungen ☒ Kundenberater ☐ Sonstige Finanzintermediäre Funktion ☒ Recht und Compliance ☒ Risikomanagement […]
Fragen bei intra-EU Cross-border Aktivitätenim Finanzbereich Webinar auf Deutsch SAQ Anerkennung der Rezertifizierung Das Webinar befasst sich mit den rechtlichen Herausforderungen, mit denen sich EU-Finanzinstitute bei der Erbringung von Cross-border-Finanzdienstleistungen mittels eines Passports von einem EU-Mitgliedstaat in einen anderen konfrontiert sehen Die Schulung richtet sich an Institution ☒ Banken ☒ Wertpapierfirmen ☒ Vermögensverwalter ☐ Trustees ☐ […]
Issues in intra-EU - Cross-border Activities Webinar in English Recognised for the SAQ recertification The European single market offers great business opportunities. However, the offer and provision of intra-European financial services based on the freedom to provide services is not without its challenges. Understanding how to act in full compliance with cross-border rules within […]
Kontakt- und nachrichtenlose Vermögen Webinar auf Deutsch SAQ Anerkennung der Rezertifizierung Dieses Webinar soll die regulatorischen Grundlagen und Anforderungen für den Umgang einer Schweizer Bank mit nachrichtenlosen Vermögenswerten beleuchten und erläutern. Bezug wird genommen wird dabei insbesondere auch auf die revidierten «Narilo-Richtlinien» der Schweizer Bankiersvereinigung SBVg vom Mai 2022. Das Webinar beinhaltet ausserdem kurze Fallstudien […]
Spain - Cross-border activities Webinar in English Recognised for recertification SAQ This training covers the regulatory framework for financial activities towards Spain from a third country including Spain’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties […]
Suisse - Activités transfrontalières Webinaire en anglais Cette formation couvre le cadre réglementaire des activités financières vers la Suisse à partir d'un pays tiers , y compris les règles transfrontalières de la Suisse régissant la promotion financière et la publicité relatives aux services bancaires et d'investissement, la négociation d'accords de services financiers, la fourniture de […]
CRD VI - Impact on Swiss and other third-country banks Webinar in English Update: The webinar will also address fiscal implications of CRD VI, with a presentation on “Italy: Tax aspects of CRD VI and position of IRS” Presented by Pierangelo Chiodino, Studio Antonelli Cattaneo Chiodino Battai, Milano This webinar is designed to provide […]
Cooperation with third parties Webinar in English Recognised for the SAQ recertification The webinar aims at giving insights on the management of cross-border risks when cooperating with third parties (finders, business introducers and EAMs). It focuses in particular on the risks and challenges faced by financial intermediaries when collaborating cross-border with third parties in a […]
CRD VI - Impact on Swiss and other third-country banks Webinar in English This webinar is designed to provide a comprehensive overview of the new CRD VI framework and its implications for Swiss and third-country banks conducting cross-border business in/into the EU. The webinar will address key topics such as reverse solicitation, branch requirements […]
Belgium - Cross-border Activities Webinar in English Recognised for SAQ recertification - This course will enable you to earn 1.5 SAQ credits This training covers the regulatory framework for financial activities towards Belgium from a third country governing financial promotion and advertising relating to banking and investment services, negotiation of financial […]
Switzerland - Cross-border Activities Webinar in English Recognised for SAQ recertification - This course will enable you to earn 1.5 SAQ credits This training covers the regulatory framework for financial activities towards Switzerland from a third country, including Switzerland’s cross-border rules governing financial promotion and advertising relating to banking and investment […]