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DTSTART;TZID=Europe/Zurich:20250626T103000
DTEND;TZID=Europe/Zurich:20250626T120000
DTSTAMP:20260604T082932
CREATED:20250605T061345Z
LAST-MODIFIED:20250619T055134Z
UID:10000227-1750933800-1750939200@brpsa.com
SUMMARY:Switzerland - Distribution of Financial Products and Related Aspects
DESCRIPTION:Switzerland – Distribution of Financial Products and Related Aspects\nWebinar in English \n  \n\nRecognised for SAQ recertification – This course will enable you to earn 1.5 SAQ credits \n \n\n\n  \n  \n  \n  \nThis webinar aims to provide an overview of the regulatory requirements regarding the distribution of financial products\, such as Swiss and foreign collective investment schemes and structured products\, under applicable local laws. It will also focus on the rules of conduct to be observed when distributing these products. It will also focus on the requirements for distributors and the rules of conduct to be complied with in connection with the distribution of these products \n  \nThe training is addressed to\n\n\n\n\n\n\nInstitution\n☒ Banks\n☒ Securities firms\n☒ Asset managers\n☒ Trustees\n☒ Managers of collective assets\n☒ Fund management companies\n☐ Client advisors\n☒Other financial intermediaries \n\n\n\nFunction \n\n☒ Legal and Compliance\n☒ Risk management\n☒ Internal audit\n☒ Central file\n☒ Front\n☒ Asset Management\n☐ HR\n☐ Marketing\n☐ BoD\n☐ Other \n\n\n\n\n\n\nContent\n\n\n\n\n\n\n> Regulatory Framework for the Provision of Financial Services\n\n\n\n\n\n> Concept of Distribution\n\n\nDistribution as an Offer\nDistribution as a Financial Service\nDistribution as Advertising\n\n\n\n\n\n\n> Implications (of an offer\, a financial service and advertising)\n\n\n\n\n> Further Related Aspects\n\n\nProspectus Requirements\nKey Information Document\nRetrocessions\n\n\n\n\n\n\n> Practical Implications\n\n\nDistribution of Investment Funds and Structured Products\n\n\n\n\n\n\n  \nFor more information on this webinar\, please contact us.
URL:https://brpsa.com/events/distribution-of-financial-products/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/webp:https://brpsa.com/wp-content/uploads/2025/06/2025.06.26_Distribution-of-Financial-Products.webp
ORGANIZER;CN="Martin Horni":MAILTO:mho@brpsa.com
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/Zurich:20241029T103000
DTEND;TZID=Europe/Zurich:20241029T120000
DTSTAMP:20260604T082932
CREATED:20240925T103454Z
LAST-MODIFIED:20241028T085512Z
UID:10000165-1730197800-1730203200@brpsa.com
SUMMARY:Haftung in der Vermögensverwaltung und Anlageberatung
DESCRIPTION:Haftung in der Vermögensverwaltung und Anlageberatung: Haftungsquellen und Risikominderungsfaktoren\nWebinar auf Deutsch \n \n  \n  \nAnerkannt für die SAQ-Rezertifizierung \n\nMit dem Inkrafttreten des Finanzdienstleistungsgesetzes haben sich die Praktiker in erster Linie auf die verwaltungsrechtlichen Aspekte der Erbringung von Vermögensverwaltungs- und Anlageberatungsdiensten konzentriert. Ziel dieser Schulung ist es\, auch den zivilrechtlichen Aspekten\, die die beiden genannten Finanzdienstleistungen betreffen\, Raum zu geben und die wichtigsten Quellen der zivilrechtlichen Haftung des Vermögensverwalters im Lichte der Rechtsprechung des Bundesgerichts zu veranschaulichen \nDie Präsentation wird von praktischen Fällen begleitet\, die es ermöglichen\, die vorgestellten Konzepte anzuwenden und eine Interaktion mit den Teilnehmern zu ermöglichen \nIm zweiten Teil der Schulung werden mögliche Faktoren zur Minderung des Haftungsrisikos für den Vermögensverwalter analysiert\, wobei ein pragmatischer Ansatz verfolgt wird\, um konkrete Vorschläge zu unterbreiten \n\nDie Schulung richtet sich an\n\n\n\n\n\nInstitute\n\n☒ Banken\n☒ Wertpapierhäuser\n☒ Vermögensverwalter\n☐ Trustees\n☐ Verwalter von Kollektivvermögen\n☒ Fondsleitungen\n☒ Kundenberater\n☒ Andere Finanzintermediäre\n\n\n\n\nFunktion\n\n☒ Legal und Compliance\n☒ Risk Management\n☒ Interne Revision\n☒ Client Data Management\n☒ Front\n☒ Asset Management\n☐ HR\n☐ Marketing\n☒ Vorstand\n☐ Sonstige\n\n\n\n\n\n\nInhalt\n\n > Einführung\n\n> Haftungsquellen in der Vermögensverwaltung\n\n> Haftungsquellen in der Anlageberatung\n\n> Überblick über die Rechtsprechung zur Schadensberechnung\n\n> Risikominderungsfaktoren\n\n  \nFür weitere Informationen zu diesem Webinar kontaktieren Sie uns bitte.
URL:https://brpsa.com/events/haftung-in-der-vermogensverwaltung-und-anlageberatung/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://brpsa.com/wp-content/uploads/2024/09/2024.10.29_Haftung-in-der-Vermogensverwaltung-und-Anlageberatung-scaled.jpg
ORGANIZER;CN="Martin Horni":MAILTO:mho@brpsa.com
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/Zurich:20240417T103000
DTEND;TZID=Europe/Zurich:20240417T120000
DTSTAMP:20260604T082932
CREATED:20240320T101755Z
LAST-MODIFIED:20240417T075127Z
UID:10000116-1713349800-1713355200@brpsa.com
SUMMARY:Distribution of investment schemes and structured products
DESCRIPTION:Distribution of investment schemes\, structured products and related aspects of the Swiss Financial Market Regulation\nWebinar in English \n\nRecognised for the SAQ recertification \n \n  \nThe objective of this webinar is to provide an overview of the distribution of Swiss and foreign collective investment schemes and structured products under the applicable law. It will focus on the requirements for distributors and the rules of conduct to be observed in connection with distribution and the products to be distributed \n  \n\nThe training is addressed to\n\n\n\n\n\n\nInstitution\n☒ Banks\n☒ Securities firms\n☒ Asset managers\n☒ Trustees\n☒ Managers of collective assets\n☒ Fund management companies\n☐ Client advisors\n☒ Other financial intermediaries \n\n\n\n\n\nFonction\n☒ Legal and Compliance\n☒ Risk management\n☒ Internal audit\n☐ Central file\n☒ Front\n☒ Asset Management\n☐ HR\n☐ Marketing\n☐ BoD\n☐ Other \n\n\n\n\n\n  \nContent\n\n\n\n\n\n\nSwiss Regulatory Framework for the Provision of Financial Services\n\n\n\n\n\n\n\nConcept of Distribution\n\n\nDistribution as an offer\nDistribution as a financial service\nDistribution as advertising\n\n\n\n\n\n\n\n\nImplications (of an offer\, a financial service and advertising)\n\n\n\n\n\n\n\n\nFurther Related Aspects\n\n\n\n\n\n\nFinancial Regulation\n\n\nProspectus requirements\nKey Information Document\nRetrocessions\n\n\n\n\n\n\n\n\nPractical Implication\n\n\nDistribution of investment funds and structured products\n\n\n\n\n\n\n\n  \nFor more information on this webinar\, please contact us.
URL:https://brpsa.com/events/distribution-of-investment-schemes/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://brpsa.com/wp-content/uploads/2024/03/2024.04.17_Concept-of-distribution.jpg
ORGANIZER;CN="Martin Horni":MAILTO:mho@brpsa.com
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/Zurich:20231220T140000
DTEND;TZID=Europe/Zurich:20231220T153000
DTSTAMP:20260604T082932
CREATED:20231204T094543Z
LAST-MODIFIED:20231211T100446Z
UID:10000091-1703080800-1703086200@brpsa.com
SUMMARY:Distribution of UCITS and AIFs in/into the EEA
DESCRIPTION:Distribution of UCITS and AIFs in/into the EEA \nWebinar in English \n  \nRecognised for the SAQ recertification \n \n  \nIn this webinar we will look at the different types of funds in the EEA and the issues related to the distribution of these funds within the EEA (as well as cross-border into the EEA). We will also discuss the current legislative proposals (AIFMD II\, UCITS VI) \n  \n\n\nThe training is addressed to\nInstitution\n☒ Banks\n☒ Securities firms\n☒ Asset managers\n☒ Trustees\n☒ Managers of collective assets\n☒ Fund management companies\n☒ Client advisors\n☒ Other financial intermediaries \nFunction\n☒ Legal and Compliance\n☒ Risk management\n☐ Internal audit\n☐ Central file\n☒ Front\n☒ Asset Management\n☐ HR\n☐ Marketing\n☐ BoD\n☐ Other \n  \n\n\nContent\nSwitzerland Collective investment schemes in the EEA (Overview) \n\nDefinition of UCITS and AIFs\nUCITS and AIFM Directives\n\nCross-border distribution of UCITS and AIFs\n\nWho can market UCITS and AIFs within the EEA?\n(Pre-)Marketing of AIFs\nNational Private Placement Exemptions (NPPRs)\nMarketing out of a third-country\n\nMandatory product documentation requirements\nLegislative proposals to amend the UCITS and AIFM Directives\n\nUCITS VI\nAIFMD II\n\nKey take-aways\n\n  \nFor more information on this webinar\, please contact us.
URL:https://brpsa.com/events/distribution-of-ucits-and-aifs-in-into-the-eea/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://brpsa.com/wp-content/uploads/2023/12/2023.12.20_Distribution-of-UCITS-and-AIFs-in-into-the-EEA-1-scaled-e1702286914588.jpg
ORGANIZER;CN="Martin Horni":MAILTO:mho@brpsa.com
END:VEVENT
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