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DTSTART;TZID=Europe/Zurich:20240507T103000
DTEND;TZID=Europe/Zurich:20240507T120000
DTSTAMP:20260503T140036
CREATED:20240416T131650Z
LAST-MODIFIED:20240430T141540Z
UID:10000128-1715077800-1715083200@brpsa.com
SUMMARY:Zusammenarbeit mit Drittparteien
DESCRIPTION:Zusammenarbeit mit Drittparteien\nWebinar auf Deutsch \nSAQ Anerkennung der Rezertifizierung \n \n\nCross-border Risiken und Massnahmen zur Risikominderung bei der Zusammenarbeit von Finanzintermediären mit Drittparteien\n  \n\nDie Schulung richtet sich an\n\n\n\n\n\n\nInstitution\n☒ Banken \n☒ Wertpapierfirmen \n☒ Vermögensverwalter \n☒ Treuhänder \n☐ Verwalter von Kollektivvermögen \n☐ Fondsleitungen \n☒ Kundenberater \n☐ Sonstige Finanzintermediäre \n\n\n\n\n\nFunktion\n☒ Recht und Compliance\n☒ Risikomanagement\n☒ Interne Revision\n☐ Zentraldatei\n☒ Front\n☒ Asset Management\n☐ HR\n☐ Marketing\n☒ Verwaltungsrat\n☐ Sonstiges \n\n\n\n\n\n\nInhalt\n\n\n\n\n\n\n> Einleitung \n\nDefinition und Zweck\nTypische Ausgestaltungen von Zusammenarbeit mit Drittparteien\n\n\n\n\n\n\n\n> Einsatz von Drittparteien \n\nBedingungen für die Zusammenarbeit\nKooperationsvereinbarungen\n\n\n\n\n\n\n\n> Cross-border-Risiken \n\nRegulatorische\, steuerliche\, finanziellle\, zivilrechtliche\, Reputations- und andere Risiken\n\n\n\n\n\n\n\n> Massnahmen zur Risikominderung \n\nCura in eligendo\, contraendo et custodiendo\nKnow-how und Ausbildung\nUnabhängigkeit der Drittparteien\nTätigkeitsbereich\nExklusivitätsvereinbarungen\nVergütungsformen\, Interessenkonflikte etc.\n\n\n\n\n\n\n\n> Gebundene Vermittler (Tied Agents) \n\n\n\n\n\n  \nFür weitere Informationen zu diesem Webinar kontaktieren Sie uns bitte .
URL:https://brpsa.com/events/zusammenarbeit-mit-drittparteien-2/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://brpsa.com/wp-content/uploads/2024/04/2024.05.07_Zusammenarbeit-mit-Drittparteien-scaled.jpg
ORGANIZER;CN="Annette Hafner":MAILTO:anh@brpsa.com
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/Zurich:20240508T103000
DTEND;TZID=Europe/Zurich:20240508T120000
DTSTAMP:20260503T140036
CREATED:20240416T151306Z
LAST-MODIFIED:20240502T121659Z
UID:10000130-1715164200-1715169600@brpsa.com
SUMMARY:United Kingdom - Cross-border activities
DESCRIPTION:United Kingdom –  Cross-border activities\nWebinar in English \nRecognised for recertification SAQ \n \n\nUK cross-border rules governing financial promotion and advertising relating to banking and investment services\, negotiation of financial services agreements\, provision of banking and investment services\, cooperation with third parties (finders\, business introducers and EAMs)\, etc.\n  \nThe training is addressed to\n\n\n\n\n\n\nInstitution\n☒ Banks\n☒ Securities firms\n☒ Asset managers\n☐ Trustees\n☐ Managers of collective assets\n☐ Fund management companies\n☒ Client advisors\n☒Other financial intermediaries \n\n\n\nFonction \n\n☒ Legal and Compliance\n☒ Risk management\n☐ Internal audit\n☐ Central file\n☐ Front\n☐ Asset Management\n☐ HR\n☒ Marketing\n☒ BoD\n☐ Other \n\n\n\n\n\n\nContent\n\n\n\n\n\n\nRegulatory Framework Governing\n\nBanking services\nInvestment services (EA\, Advisory\, Discretionary)\n\n\n\n\n\n\nProspecting\n\n\nOnboarding new clients\n\n\n\n\n\n\nNegotiation\n\n\nAccount opening\nAdvisory and dicretionary asset management agreements\nDebit and credit cards\, Lombard loans\n\n\n\n\n\n\nProvision of Services (EO\, Advisory\, Discretionary)\n\n\n\n\nDistribution / Placement of Financial Products\n\n\n\n\nReporting activities\n\n\n\n\n\nCooperation with Third Parties\n\n\nFinders\nBusiness introducers\nEAMs\nTrustee activities\n\n\n\n\n\n\n\n\nCase Studies (signature BRP)\n\n\n\n\n\n  \nFor more information on this webinar\, please contact us.
URL:https://brpsa.com/events/uk-cross-border-activities/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://brpsa.com/wp-content/uploads/2024/04/2024.05.07_UK-cross-border-activities-scaled.jpg
ORGANIZER;CN="Aur%C3%A9lie Anciaux":MAILTO:aan@brpsa.com
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BEGIN:VEVENT
DTSTART;TZID=Europe/Zurich:20240521T103000
DTEND;TZID=Europe/Zurich:20240521T120000
DTSTAMP:20260503T140036
CREATED:20230613T094735Z
LAST-MODIFIED:20240515T164439Z
UID:10000048-1716287400-1716292800@brpsa.com
SUMMARY:Aspects Cross-Border dans la Coopération avec des Tiers
DESCRIPTION:Aspect cross-border dans la coopération avec des tiers\nWebinaire en français \n\nLa formation vise à présenter comment maîtriser les risques transfrontaliers lors de la coopération avec des tiers\, type d’activités : recommandation de clients\, introduction de la banque dépositaire auprès de clients étrangers\nReconnu pour la recertification SAQ \n \n  \n  \nLa formation s’adresse à\n\n\n\n\n\n\nInstitution\n☒ Banques\n☒ Maisons de titres\n☒ Gestionnaires de fortune\n☐ Gestionnaires de fortune collective\n☐ Trustees\n☐ Directions de fonds\n☒ Conseillers à la clientèle\n☒ Autres intermédiaires financiers \n\n\n\nFonction \n\n☒ Legal et Compliance\n☒ Risk management\n☒ Audit Internal\n☐ Fichier central\n☒ Front\n☒ Asset Management\n☐ RH\n☐ Marketing\n☐ Conseil d’administration\n☐ Autres \n\n\n\n\n\n\n  \nContenu\n\n\n\n\n\n\nLa coopération avec des tiers\n\nFinders\nApporteurs d’affaires\nGérants de fortune indépendants (EAMs)\nAgents liés\n\n\n\n\n\n\n\n\nConcept of Distribution Cadre réglementaire – limites en matière de\n\n\nPromotion des services et des produits financiers\nDistribution des publications de la banque dépositaires : analyse macroéconomique\, analyse financière\, etc.\nB2B vs B2C\nRémunération\n\n\n\n\n\n\n  \nPour plus d’informations sur ce formation\, contactez-nous.
URL:https://brpsa.com/events/aspects-cross-border/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://brpsa.com/wp-content/uploads/2023/06/2024.05.21_Aspects-cross-border-​dans-la-cooperation-avec-des-tiers-scaled.jpg
ORGANIZER;CN="Aur%C3%A9lie Anciaux":MAILTO:aan@brpsa.com
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/Zurich:20240523T103000
DTEND;TZID=Europe/Zurich:20240523T120000
DTSTAMP:20260503T140036
CREATED:20240422T143153Z
LAST-MODIFIED:20240523T080704Z
UID:10000134-1716460200-1716465600@brpsa.com
SUMMARY:China - Cross-border activities
DESCRIPTION:China –  Cross-border activities\nWebinar in English \n\nRecognised for recertification SAQ \n \n\nThis training covers the regulatory framework for financial activities towards China from a third country including China cross-border rules governing financial promotion and advertising relating to banking and investment services\, negotiation of financial services agreements\, provision of banking and investment services\, cooperation with third parties (finders\, business introducers and EAMs)\, and data protection relevant risks and mitigation measures\n  \n  \nThe training is addressed to\n\n\n\n\n\n\nInstitution\n☒ Banks\n☒ Securities firms\n☒ Asset managers\n☐ Trustees\n☐ Managers of collective assets\n☐ Fund management companies\n☒ Client advisors\n☐ Other financial intermediaries \n \n\n\n\nFonction\n☒ Legal and Compliance\n☒ Risk management\n☐ Internal audit\n☐ Central file\n☒ Front\n☐ Asset Management\n☐ HR\n☒ Marketing\n☒ BoD\n☐ Other \n\n\n\n\n\n  \nContent\n\n\n\n\n\n\nRegulatory Framework Governing\n\nBanking services\nInvestment services (EA\, Advisory\, Discretionary)\n\n\n\n\n\n\nProspecting\n\n\nOnboarding new clients\n\n\n\n\n\n\nNegotiation\n\n\nAccount opening\nAdvisory and dicretionary asset management agreements\nDebit and credit cards\, Lombard loans\n\n\n\n\n\n\nProvision of Services (EO\, Advisory\, Discretionary)\n\n\n\n\nDistribution / Placement of Financial Products\n\n\n\n\nReporting activities\n\n\n\n\n\nCooperation with Third Parties\n\n\nFinders\nBusiness introducers\nEAMs\nTrustee activities\n\n\n\n\n\n\n\n\n\nData Protection\n\n\nApplicability of Chinese Data Protection Act\nRisks and risk mitigation measures\n\n\n\n\n\n\n\n\n\n\nCase Studies (signature BRP)\n\n\n\n\n\n\n  \nFor more information on this webinar\, please contact us.
URL:https://brpsa.com/events/china-cross-border-activities/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://brpsa.com/wp-content/uploads/2024/04/2024.05.23_China-Cross-border-activities-scaled.jpg
ORGANIZER;CN="Maria Luisa Dutto":MAILTO:lud@brpsa.com
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/Zurich:20240528T103000
DTEND;TZID=Europe/Zurich:20240528T120000
DTSTAMP:20260503T140036
CREATED:20240423T084212Z
LAST-MODIFIED:20240501T070638Z
UID:10000136-1716892200-1716897600@brpsa.com
SUMMARY:Cooperation with third parties
DESCRIPTION:Cooperation with third parties – Cross-border aspects\nWebinar in English \nRecognised for the SAQ recertification \n \n\nThe training aims to show how cross-border risks can be managed when cooperating with third parties. Types of activities: recommending clients\, introduction of the custodian bank to foreign clients\n  \n  \nThe training is addressed to\n\n\n\n\n\n\nInstitution\n☒ Banks\n☒ Securities firms\n☒ Asset managers\n☐ Trustees\n☐ Managers of collective assets\n☐ Fund management companies\n☒ Client advisors\n☒Other financial intermediaries \n\n\n\n\nFonction \n\n☒ Legal and Compliance\n☒ Risk management\n☒ Internal audit\n☒ Central file\n☒ Front\n☐ Asset Management\n☐ HR\n☒ Marketing\n☒ BoD\n☐ Other \n\n\n\n\n\n\n  \nContent\n\n\n\n\n\n\nIntroduction\n\nWhat are third parties?\nWhat purposes do third parties serve?\nThe three typical forms of third parties used by banks\n\n\n\n\n\n\nUse of Third Parties\n\n\nConditions for cooperation\nCooperation agreements\n\n\n\n\n\n\nCross-border Risks\n\n\nRegulatory\, Tax\, Financial\, Civil\, Reputational\, others\n\n\n\n\n\n\n\nRisk Mitigation Measures\n\n\nCura in eligendo\, contraendo et custodiendo\nKnowledge and training\nIndependency of the parties\nScope of activities\nExclusivity clauses\nRemuneration: ongoing vs one-off\, conflicts of interests\, etc.\n\n\n\n\n\n\n\nRegulated Agents and Cooperation\n\n\n\n\n  \nFor more information on this webinar\, please contact us.
URL:https://brpsa.com/events/cooperation-with-third-parties/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://brpsa.com/wp-content/uploads/2024/04/2024.05.23_Cooperation-with-Third-Parties-scaled.jpg
ORGANIZER;CN="Maria Luisa Dutto":MAILTO:lud@brpsa.com
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